Thursday, February 9, 2012

You are here: Home / Finance / Appeals Court Revives Investment Advisers Act Suit over Mutual Funds’ Sales Practices
Subscribe to the Finance Headline RSS feed | Subscribe to the Finance Headline feed via Email

Appeals Court Revives Investment Advisers Act Suit over Mutual Funds’ Sales Practices

February 24, 2010 in Alternative Investment Law Report · Leave a Comment 

The district court erred in dismissing class securities fraud claims that certain Citigroup affiliates made misleading disclosures about the payment of transfer agent fees, the U.S. Court of Appeals for the Second Circuit concluded Feb. 16 (Operating Local 649 Annuity Trust Fund v. Smith Barney Fund Management LLC, 2d Cir., No. 07-5125-cv, 2/16/10).

  1. Read this entire article for free, simply activate your free 15 day trial access to Alternative Investment Law Report now.
Alternative Investment Law Report
  3. (required)
  4. (required)
  5. (valid email required)
  6. (required)
  7. (required)
  8. (required)
  10. (required)
  11. (required)
  12. (required)
  13. (required)
  14. Captcha
 

cforms contact form by delicious:days

Filed under Finance · Tagged with , , , ,

Comments

Please feel free to comment on this article...
You can obtain a picture to go with your comment at gravatar!