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SEC Sides with Investment Banks in Losing Bid to Lower Firewalls in 2003 Analyst Settlement

March 22, 2010 in Securities Regulation & Law Report · Leave a Comment 

Notwithstanding the concurrence of the Securities and Exchange Commission, the U.S. District Court for the Southern District of New York declined March 18 to modify a provision in the seven-year-old $1.4 billion global settlement between…

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