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SEC Staff Freeze Bids for Exemptive Relief By Some Exchange-Traded Funds That Rely on Derivatives

March 31, 2010 in Alternative Investment Law Report · Leave a Comment 

As part of its review of the use of derivatives by mutual funds, exchange-traded funds, and other investment companies, the Securities and Exchange Commission announced March 25 that its staff is putting a hold on exemptive requests seeking relief “to permit ETFs that would make significant investments in derivatives.”

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