Subscribe to the Finance Headline RSS feed | Subscribe to the Finance Headline feed via EmailANALYSIS: SEC Faces Battles in Implementing Financial Reform Legislation, Lawyers Say
August 2, 2010 in Securities Regulation & Law Report · Leave a Comment
Over the next two years, potential minefields and major battles await the Securities and Exchange Commission, as it undertakes rulemaking to implement the recently enacted financial regulatory reform legislation, attorneys told BNA in recent interviews.
Among other challenges, they said, the SEC could face fierce lobbying over a fiduciary standard for broker-dealers and regulation of over-the-counter derivatives…
