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SEC Issues Guidance on Shortcomings in Mutual Funds’ Derivatives Disclosures

August 11, 2010 in Alternative Investment Law Report · Leave a Comment 

Securities and Exchange Commission staff July 30 issued guidance to the Investment Company Institute highlighting various shortcomings in mutual funds’ disclosures relating to derivatives.

The SEC’s Division of Investment Management is studying how mutual funds, exchange-traded funds, and other investment companies use…

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