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BNA INSIGHTS: Unnecessary Burdens and Costs Raise Concerns for SEC’s Large Trader Reporting System

August 31, 2010 in Securities Regulation & Law Report · Leave a Comment 

The U.S. Securities and Exchange Commission (“Commission” or “SEC”) has proposed a new rule that would establish a system for registered broker-dealers to electronically report on a confidential basis the trading activity in national market system (“NMS”) securities of large market participants upon request from the Commission.

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