Sitemap
Posts
- Category: Finance (continued)
- Drawing a Line Between Proprietary Trading, Market Making under Volcker Rule a Challenge for Regulators November 29th, 2010
- Fed Proposes Rule Setting "Volcker Rule" Compliance Period of Two Years, Extensions November 24th, 2010
- Dozens of Stakeholders Raise Concerns on Burdens of FATCA Regime November 23rd, 2010
- Fed Calls on Stress-Test Bank Firms To File Capital Plans By Early January November 23rd, 2010
- CFTC Proposes Rules under Dodd-Frank Act to Govern Swaps November 22nd, 2010
- SEC Proposes Rules to Bring Transparency to Major Private Investment Fund Advisers November 22nd, 2010
- IRS Withdraws 'John Doe Summons' in UBS Case in Wake of U.S.-Swiss Accord November 18th, 2010
- CFTC Votes to Publish Seven Proposals Mostly for Swap Dealers, Major Participants November 17th, 2010
- FDIC Proposes Deposit Insurance Assessment Changes, Large Bank Rule November 16th, 2010
- Fed Governor Cautions on Dividends by Large Bank Holding Companies, Says Fed Will Issue ‘Conservative’ Guidance November 16th, 2010
- BNA INSIGHTS: The Corporate Board's Role in Internal Investigations November 15th, 2010
- SEC's Schapiro Says Election Results Won't Affect Implementation of Dodd-Frank November 15th, 2010
- Federal Reserve Will Take up Bank Investments in Venture Capital Funds in Regulations to Implement Volcker Rule November 12th, 2010
- BNA INSIGHTS: The Regulated Investment Company Modernization Act of 2010: Proposed Legislation Would Update the Tax Rules for RICs November 10th, 2010
- CFTC, SEC Reach out to Experts in Hectic Dodd-Frank Rulemaking Process November 9th, 2010
- BNA INSIGHTS: Federal Courts as Public Watchdogs: Have Judges Exceeded Their Authority by Refusing to Approve Government Settlements with Financial Institutions? November 8th, 2010
- South Dakota Democrat Johnson Likely to Chair Senate Banking Committee November 8th, 2010
- Alabama Republican Bachus Favored to Chair House Financial Services Committee; Dodd-Frank Likely to Be Revisited November 8th, 2010
- SEC Unanimously Adopts Direct Access Rule, Proposes New Antifraud Rule for Derivatives November 4th, 2010
- Republican-Controlled House Expected to Shape Rulewriting Under Dodd-Frank November 4th, 2010
- SEC, Connecticut Charge Advisory Firm with Fraud in Valuing Portfolio Assets November 3rd, 2010
- Private Equity Funds Accuse French Bank Unit of Fraudulently Selling Over $70 Million of Subprime Securities November 3rd, 2010
- Geithner, EU's Barnier Pledge to Cooperate on Regulatory Reform, Agree on Trading Rules Deadline November 2nd, 2010
- U.S. Regulators Work on Risk Retention; Rigid Standards Already Set in European Union November 2nd, 2010
- BNA INSIGHTS: Banking on Front Burner of Next Congress as Dodd-Frank Meets Reality November 2nd, 2010
- CFTC Proposes Rules on Swaps Clearing, Manipulation, Elimination of Credit Ratings November 1st, 2010
- Insider Trading ‘Rampant,’ Becoming Harder to Detect, Says U.S. Attorney for Southern District of New York November 1st, 2010
- SEC Seeks Comments on Extension of Private Actions to Transnational Securities Fraud October 27th, 2010
- Hedge Fund Manager Nadel Receives 14 Years in Prison for 10-Year, $330 Million Fraud October 27th, 2010
- New York's Highest Court Rejects Wider Liability for Third-Party Financial Professionals October 26th, 2010
- Government Dismisses Criminal Tax Case Against UBS, Prompting Questions about IRS's Next Overseas Target October 26th, 2010
- Proxy Access Case Briefing Schedule Indicates New Rules Will Not Apply in 2011 October 25th, 2010
- Countrywide's Mozilo Agrees to Pay Record $22.5 Million Fine to Settle SEC Charges October 25th, 2010
- SEC Publishes Proposals to Implement Dodd-Frank's Compensation Provisions October 25th, 2010
- SEC Charges Two Hedge Fund Managers over $1 Billion Sent to Petters Ponzi Scheme October 20th, 2010
- SEC Issues Rule Proposal on Use of Warranties, Representations in Asset-Backed Securities October 20th, 2010
- CFTC Proposes New Rules to Establish Swaps Reporting, Define Agricultural Commodities October 20th, 2010
- Bank of America to Resume Foreclosures; Administration Says Nationwide Halt Would Be Harmful October 19th, 2010
- State Attorneys General, Regulators Form Task Force to Probe Mortgage Foreclosure October 19th, 2010
- BNA INSIGHTS: Delaware Supreme Court Sanctions Use of 4.99 Percent Net Operating Loss Poison Pill Using Unocal Analysis, as Modified by Unitrin October 18th, 2010
- SEC Proposes Rules to Mitigate Conflicts for Swap Participants; Adopts Interim Rule October 18th, 2010
- Delaware Supreme Court Okays Use of Net Operating Loss 'Poison Pill'; Selectica's Low Trigger Was Appropriate October 13th, 2010
- BNA INSIGHTS: The Developing Aftermath of the UBS Affair: A New Tax Order October 12th, 2010
- New Financial Stability Oversight Council Seeks Feedback on Asset Managers in Oversight of Nonbank Firms October 12th, 2010
- FASB Drafting Guidance on Repos in Response to Lehman Case October 11th, 2010
- Chinese Credit-Rating Agency First to Be Denied in Bid to Be Registered as Nationally Recognized Statistical Rating Agency October 11th, 2010
- Regulators Attribute May 6 Flash Crash to One Large Trader's Rapid Sell Program October 6th, 2010
- Disclosures by Hedge Fund Advisers Not Reviewed Properly, SEC Inspector General Concludes October 6th, 2010
- Obama Signs Bill to Delete SEC Freedom of Information Act Exemptions under Dodd-Frank Act October 6th, 2010
- BNA INSIGHTS: IRS Offshore Accounts Disclosure Program: A Critical Assessment After One Year October 5th, 2010