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• Category: Finance (continued)
  • Industry Experts Fear Big Banks Will Withdraw if U.S. Swaps Rules Too Strict September 29th, 2011
  • FDIC Clears Final Rules on ‘Living Wills,’ Sets Flexible Implementation Schedule September 22nd, 2011
  • FDIC Must Face $10 Billion Lawsuit by Deutsche Bank Over Washington Mutual Loans September 9th, 2011
  • SEC Agrees to Issue Concept Release to Seek Views on Funds’ Use of Derivatives September 9th, 2011
  • BNA INSIGHTS: The D.C. Circuit Finds the SEC's Proxy Access Rule to Be Arbitrary and Capricious August 25th, 2011
  • Taxpayers Said to Fear Disclosing Assets as Foreign Bank Crackdown Continues August 25th, 2011
  • N.Y. Fed Enhancing Supervisory Practices with Staff Changes, Business Line Scrutiny August 16th, 2011
  • SEC Whistleblower Rules Take Effect; Agency Lists Cases for Possible Claims August 16th, 2011
  • SEC Adopts Large Trader Reporting Rule, Short-Form Criteria; Reproposes ABS Rules August 9th, 2011
  • SEC Drops Administrative Suit Against Gupta; Constitutional Claims Against Agency Mooted August 9th, 2011
  • Court Vacates SEC’s Proxy Access Rule on Basis of Inadequate Economic Analysis July 29th, 2011
  • BNA INSIGHTS: Due Process, Transparency and the Consumer Financial Protection Bureau July 29th, 2011
  • SEC Has $453 Million Fund for Awards of Whistleblower Bounties July 22nd, 2011
  • New Consumer Financial Protection Bureau to Begin Exams of More Than 100 Large Banks July 21, 2011 July 22nd, 2011
  • Non-U.S. Financial Firms May Be Subject to Dodd-Frank Swaps Provisions, Lawyers Say July 15th, 2011
  • CFTC Finalizes Swaps Antifraud Rule, Rules on Larger Trader Reporting, Privacy July 15th, 2011
  • SEC Proposes New Rules to Establish Business Conduct Standards for Swap Deals July 6th, 2011
  • Bank of America Agrees to Pay $8.5 Billion to Settle Mortgage-Backed Securities Claims by Investor Groups July 6th, 2011
  • Federal Reserve Raises Cap on Debit Card Swipe Fees, Provides Banks with More Time to Comply July 6th, 2011
  • Divided SEC Adopts Hedge Fund, Private Fund Adviser Registration Rules June 29th, 2011
  • BNA INSIGHTS: Wiretap Evidence Raises the Bar For Insider Trading Convictions Following Rajaratnam Case June 29th, 2011
  • Bank Regulators Finalize Dodd-Frank Regulation Barring Lower Capital Baseline For Big Banks June 22nd, 2011
  • Mutual Fund Investment Adviser Not Liable For Fund Prospectus's Alleged Misstatements, Supreme Court Finds June 22nd, 2011
  • BNA INSIGHTS: U.S. SEC's Final Rules Implementing Whistleblower Provisions of Dodd-Frank Law June 15th, 2011
  • If You Smell Smoke, When Do You Report the Fire? The Impact of the Matrixx Case on Disclosure of Adverse Event Reports June 13th, 2011
  • Ethical Issues for Lawyers Under the Dodd-Frank Wall Street Reform and Consumer Protection Act: Lawyer Representations Under the End-User Swap Exemption June 13th, 2011
  • Commercial Banks, Thrifts Report Best Quarterly Profits Since Crisis June 2nd, 2011
  • SEC Adopts Whistleblower Bounty Final Rules That Encourage, Not Require, Internal Reporting June 2nd, 2011
  • SEC Signs First Deferred Prosecution Pact; Tenaris To Pay $8.9 Million Over FCPA Breaches May 23rd, 2011
  • OCC Letter Sketches Implementation Plan For Preemption Regime Under Dodd-Frank May 23rd, 2011
  • BNA INSIGHTS: Banking Regulatory Relationship Management: Building Trust, Credibility With Regulators May 16th, 2011
  • BNA INSIGHTS: Banking Regulatory Relationship Management: Planning, Organizing and Managing Examinations May 16th, 2011
  • U.S. Prosecutors May Be Emboldened by Guilty Verdict in Rajaratnam Insider Trading Trial May 16th, 2011
  • Justice Department Sues Deutsche Bank, Alleges Fraud, Recklessness in Lending May 10th, 2011
  • BNA INSIGHTS: Review of 2010 Bank Enforcement Actions: A Hardened Government Attitude May 10th, 2011
  • SEC, CFTC Propose Definitions of Swaps Terms, Removal of Credit Ratings in Broker Rules May 10th, 2011
  • DOJ, SEC Charge M&A Lawyer, Trader over Longrunning $32 Million Insider Trading Plot April 13th, 2011
  • Treasury, IRS Likely to Seriously Consider E.U. Letter on Foreign Account Tax Compliance Act Concerns, Practitioners Say April 13th, 2011
  • IRS Unveils Eagerly Awaited Foreign Account Tax Compliance Act Guidance; Practitioners Say Many Challenges Remain April 13th, 2011
  • BNA INSIGHTS: Social Media and the Federal Securities Laws April 5th, 2011
  • Class Securities Fraud Plaintiffs Score Supreme Court Victory in Suit Against Zicam Maker April 5th, 2011
  • SEC Proposes New Listing Standards for Pay Committees; Asset-Backed Securities Risk Retention Rule April 5th, 2011
  • BNA INSIGHTS: 2010 U.S. Foreign Corrupt Practices Act Enforcement Year-End Review March 21st, 2011
  • Citing Morrison Ruling, Court Narrows Class Suit over Alleged Fraud by France's Vivendi SA March 14th, 2011
  • SEC Defense Lawyers Well-Advised to Consider Criminal Exposure Early On March 14th, 2011
  • BNA INSIGHTS: SEC and CFTC Joint Rulemakings under Dodd-Frank – A Regulatory Odd Couple? March 14th, 2011
  • BNA INSIGHTS: Bank Mergers & Acquisitions: Assisted or Unassisted? March 14th, 2011
  • Four Credit Suisse Bankers Indicted for Helping U.S. Taxpayers Hide Assets March 1st, 2011
  • FinCEN Unveils Final Report of Foreign Bank Account Regulations, Clarifies Definition of Signature Authority March 1st, 2011
  • BNA INSIGHTS: Top Ten SEC Enforcement Developments of 2010 February 21st, 2011